Nationwide Securities Arbitration Defense
At Stokes Lazarus & Carmichael LLP, our lawyers have extensive experience representing clients in securities arbitration before the Financial Industry Regulatory Authority (FINRA). We have worked with numerous financial entities, organizations and professionals across the country and been recognized by industry and independent organizations for the quality of our service.
Based in Atlanta, Georgia, our securities defense lawyers understand the complex issues involved in these cases. Working before FINRA (the successor to the National Association of Securities Dealers — NASD), our attorneys employ proven strategies backed by a record of successful practice.
Legal Representation Focused on Results and Resolution
Arbitration of broker-dealer disputes is common and a desirable alternative to costly, high-profile litigation. The value of an experienced legal professional can not be overstated in these proceedings. Our securities arbitration attorneys offer extensive experience in FINRA hearings and a complex, sophisticated knowledge of securities law.
In conjunction with our securities litigation defense, we represent broker-dealers, third-party administrators, insurance agents and registered representatives in disputes involving, but not limited to:
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We have the resources and ability to represent clients across the nation. Our attorneys are proud to have represented financial professionals and organizations across the country.
Providing Real World Legal Solutions®
To schedule an initial consultation regarding your securities (FINRA) arbitration defense in person or by phone, contact us online or reach us toll free at 888-341-0223.










